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  • 1
    UID:
    gbv_1688759166
    Format: 1 Online-Ressource (xiv, 148 pages)
    Edition: First edition
    ISBN: 9781509903108 , 9781509903085 , 1509903070
    Content: 1. Introduction -- I. Introduction -- II. The Financial Crisis and the Fight against Financial Crimes: Some Hardcore Data -- III. Market Manipulation: The Major Crime -- IV. Structure of the Chapters -- V. Conclusion -- 2. Market Manipulation and Insider Dealing in the EU Context -- I. Introduction -- II. The EU's Fight against Financial Crimes and the Importance of 'Confidence' in the Market -- III. The EU Legislative Framework to Fight Market Abuse -- IV. Criminal Liability for Legal Persons ́€" A Brief Overview -- V. Conclusion -- 3. Regulatory Strategies: On the Choice of Sanction -- I. Introduction -- II. Quasi-criminal Law in the EU Context -- III. The Eternal Debate: Criminal or Administrative Sanctions? -- IV. Market Abuse Sanctions ́€" The EU Context and the Question of Proportionality -- V. The United Kingdom -- VI. The United States of America -- VII. Conclusion -- 4. Market Abuse and the Wider EU Fight Against Financial Crimes -- I. Introduction -- II. The Wider Area of Financial Crimes: Money Laundering and Fraud -- III. The European Public Prosecutor's Office and EU Agencies -- IV. Subsidiarity Questions and Accountability with Broader Relevance for the EU Market Abuse Regime -- V. Fundamental Rights and Data Protection -- VI. Conclusion -- 5. The United Kingdom -- I. Introduction -- II. Insider Dealing -- III. Market Abuse -- IV. The 2007/08 Financial Crisis, Market Manipulation and the Enforcement Response -- V. The Serious Fraud Office -- VI. The Financial Conduct Authority -- VII. Conclusion -- 6. The United States of America -- I. Introduction -- II. Insider Trading -- III. Market Manipulation -- IV. The 2007/08 Financial Crisis, Market Manipulation and the Enforcement Response -- V. The Securities and Exchange Commission -- VI. The Department of Justice -- VII. Commodities Futures Trading Commission -- VIII. Conclusion -- 7. Conclusion -- I. Introduction -- II. Final Remarks
    Content: The European Union regime for fighting market manipulation and insider trading - commonly referred to as market abuse - was significantly reshuffled in the wake of the financial crisis of 2007/2008 and new legal instruments to fight market abuse were eventually adopted in 2014. In this monograph the authors identify the association between the financial crisis and market abuse, critically consider the legislative, policy and enforcement responses in the European Union, and contrast them with the approaches adopted by the United States of America and the United Kingdom respectively. The aftermath of the financial crisis, ongoing security concerns and increased legislation and policy responses to the fight against irregularities and market failures demonstrate that we need to understand, in context, the regulatory responses taken in this area. Specifically, the book investigates how the regulatory responses have changed over time since the start of the financial crisis. Market Manipulation and Insider Trading places the fight against market abuse in the broader framework of the fight against white collar crime and also considers some associated questions in order to better understand the contemporary market abuse regime. --
    Note: Abstract freely available; full-text restricted to individual document purchasers , Includes bibliographical references (pages 129-138) and index
    Additional Edition: ISBN 9781509903078
    Additional Edition: Erscheint auch als Druck-Ausgabe Herlin-Karnell, Ester Market manipulation and insider trading Oxford : Hart, 2019 ISBN 9781509903078
    Additional Edition: ISBN 1509903070
    Language: English
    Keywords: USA ; Europäische Union ; Großbritannien ; Bankrecht ; Finanzkrise ; Marktmanipulation ; Electronic books
    Author information: Herlin-Karnell, Ester
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  • 2
    UID:
    gbv_1009128698
    Format: xvii, 372 Seiten
    ISBN: 9781137473837
    Series Statement: Palgrave studies in risk, crime and society
    Additional Edition: ISBN 9781137473844
    Additional Edition: Erscheint auch als Online-Ausgabe White Collar Crime and Risk London : Palgrave Macmillan, 2018 ISBN 9781137473844
    Language: English
    Keywords: Finanzkrise ; Wirtschaftskriminalität ; Risiko ; Finanzkrise ; Risikobereitschaft ; Wirtschaftskriminalität ; Korruption ; Aufsatzsammlung
    URL: Cover
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  • 3
    UID:
    gbv_1787859169
    Format: 1 Online-Ressource (xi, 288 Seiten)
    ISBN: 9781003020998 , 9781000412628 , 9781000412666
    Series Statement: The law of financial crime
    Content: Introduction : Mind the Gaps / Alison Lui and Nicholas Ryder -- Automation, Virtualisation, and Value / Stephen Rainey -- InsurTech's Assurance : Value Research through an Array of ABCs / Ruilin Zhu -- Improving the digital financial services ecosystem through collaboration of regulators and FinTech companies / Sonia Soon -- Designing Social-Purpose FinTech : A UK Case Study / Sharon Collard, Phil Gosset and Jamie Evans -- Should we trade market stability for more financial inclusion? : the case of crypto-assets' regulation in EU / Ilias Kapsis -- Initial Coin Offerings : Financial Innovation or Scam / Henry Hillman -- Cryptocurrency and Crime / Sherena Sheng Huang -- Technology and tax evasion in the world of finance : an indispensable helping hand or a façade for crime facilitation? / Viksha Ramgulam and Sam Bourton -- The Bank of England's approach to Central Bank Digital Currencies : Considerations regarding a native digital pound and the regulatory aspects / Monica Vessio -- AI, Big Data, Quantum Computing and Financial Exclusion : tempering enthusiasm and offering a human centric approach to policy / Clare Chambers-Jones -- Risk of discrimination in AI systems : evaluating the effectiveness of current legal safeguards in tackling algorithmic discrimination / Jennifer Graham -- Unprecedented times : Artificial Intelligence and the implications for Intellectual Property / Ana Carolina Blanco Haché -- Towards a Responsible Use of Artificial Intelligence (AI) and Fintech in Modern Banking / Lola Ololade Durodola.
    Additional Edition: ISBN 9780367897659
    Additional Edition: ISBN 9781032012469
    Additional Edition: Erscheint auch als Druck-Ausgabe Fintech, artificial intelligence and the law London : Routledge, Taylor & Francis Group, 2021 ISBN 9780367897659
    Additional Edition: ISBN 9781032012469
    Language: English
    Keywords: Finanzdienstleistungsmarkt ; Finanzmarketing ; Künstliche Intelligenz ; Kriminalität ; Prävention ; Recht ; Konferenzschrift
    URL: Volltext  (lizenzpflichtig)
    URL: Volltext  (lizenzpflichtig)
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  • 4
    UID:
    gbv_1653315873
    Format: Online-Ressource (xi, 210 Seiten)
    ISBN: 9780203722589
    Series Statement: Law of financial crime
    Additional Edition: ISBN 9780415640381
    Additional Edition: Erscheint auch als Ryder, Nicholas The financial war on terrorism London [u.a.] : Routledge, 2015 ISBN 9780415640381
    Language: English
    URL: Volltext  (lizenzpflichtig)
    URL: Volltext  (lizenzpflichtig)
    URL: Volltext  (lizenzpflichtig)
    URL: Volltext  (lizenzpflichtig)
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  • 5
    UID:
    gbv_1779369506
    Format: 1 Online-Ressource (xiii, 232 Seiten)
    ISBN: 9781315867663
    Series Statement: Law of financial crime
    Additional Edition: ISBN 9780415706933
    Additional Edition: ISBN 9781138218895
    Additional Edition: Erscheint auch als Druck-Ausgabe Fighting financial crime in the global economic crisis London [u.a.] : Routledge, 2015 ISBN 9780415706933
    Language: English
    Keywords: Wirtschaftskriminalität ; Finanzdienstleistungsinstitut ; Bekämpfung ; Wirtschaftskrise ; Wirtschaftsstrafrecht ; Aufsatzsammlung
    URL: Volltext  (lizenzpflichtig)
    URL: Volltext  (lizenzpflichtig)
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  • 6
    UID:
    gbv_1799853578
    Format: 1 online resource
    Edition: Third edition
    ISBN: 9781003091431 , 1003091431
    Series Statement: Law of financial crime
    Content: Introduction -- Money laundering -- Terrorist financing -- Fraud -- Insider dealing -- Market abuse -- Bribery and corruption -- The avoidance and evasion of tax -- Corporate financial crime -- Conclusions and recommendations.
    Additional Edition: ISBN 9780367549787
    Additional Edition: ISBN 0367549786
    Additional Edition: Erscheint auch als Druck-Ausgabe ISBN 9780367549787
    Language: English
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  • 7
    UID:
    gbv_1749240386
    Format: xi, 288 Seiten , Diagramme
    ISBN: 9780367897659 , 9781032012469
    Series Statement: The law of financial crime
    Content: Introduction : Mind the Gaps / Alison Lui and Nicholas Ryder -- Automation, Virtualisation, and Value / Stephen Rainey -- InsurTech's Assurance : Value Research through an Array of ABCs / Ruilin Zhu -- Improving the digital financial services ecosystem through collaboration of regulators and FinTech companies / Sonia Soon -- Designing Social-Purpose FinTech : A UK Case Study / Sharon Collard, Phil Gosset and Jamie Evans -- Should we trade market stability for more financial inclusion? : the case of crypto-assets' regulation in EU / Ilias Kapsis -- Initial Coin Offerings : Financial Innovation or Scam / Henry Hillman -- Cryptocurrency and Crime / Sherena Sheng Huang -- Technology and tax evasion in the world of finance : an indispensable helping hand or a façade for crime facilitation? / Viksha Ramgulam and Sam Bourton -- The Bank of England's approach to Central Bank Digital Currencies : Considerations regarding a native digital pound and the regulatory aspects / Monica Vessio -- AI, Big Data, Quantum Computing and Financial Exclusion : tempering enthusiasm and offering a human centric approach to policy / Clare Chambers-Jones -- Risk of discrimination in AI systems : evaluating the effectiveness of current legal safeguards in tackling algorithmic discrimination / Jennifer Graham -- Unprecedented times : Artificial Intelligence and the implications for Intellectual Property / Ana Carolina Blanco Haché -- Towards a Responsible Use of Artificial Intelligence (AI) and Fintech in Modern Banking / Lola Ololade Durodola.
    Content: "This collection critically explores the use of financial technology (FinTech) and artificial intelligence (AI) in the financial sector and discusses effective regulation and the prevention of crime. Focusing on Crypto-assets, InsureTech and the digitization of financial dispute resolution, the book examines the strategic and ethical aspects of incorporating AI into the financial sector. The volume adopts a comparative legal approach to: critically evaluate the strategic and ethical benefits and challenges of AI in the financial sector; critically analyse the role, values and challenges of FinTech in society; make recommendations on protecting vulnerable customers without restricting financial innovation; and to make recommendations on effective regulation and prevention of crime in these areas. The book will be of interest to teachers and students of banking and financial regulation related modules, researchers in computer science, corporate governance, and business and economics. It will also be a valuable resource for policy makers including government departments, law enforcement agencies, financial regulatory agencies, people employed within the financial services sector, and professional services such as law, and technology"--
    Note: Includes bibliographical references and index
    Additional Edition: ISBN 9781003020998
    Additional Edition: Erscheint auch als Online-Ausgabe Fintech, artificial intelligence and the law Abingdon, Oxon ; New York, NY : Routledge, 2021
    Additional Edition: Erscheint auch als Online-Ausgabe Fintech, artificial intelligence and the law London : Routledge, Taylor & Francis Group, 2021 ISBN 9781003020998
    Additional Edition: ISBN 9781000412628
    Additional Edition: ISBN 9781000412666
    Language: English
    Subjects: Law
    RVK:
    RVK:
    RVK:
    Keywords: Finanzdienstleistungsmarkt ; Finanzmarketing ; Künstliche Intelligenz ; Kriminalität ; Prävention ; Recht ; Konferenzschrift
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  • 8
    UID:
    gbv_1687474532
    Format: 1 Online-Ressource (x, 362 Seiten) , Illustrationen
    ISBN: 9781315652009
    Series Statement: The law of financial crime
    Content: The 2008 financial crisis and fraud : the roles of immoral phlegmatism, deviancy attenuation and de-labeling / Mark Button and Martin Tunley -- The importance of whistle-blowers in uncovering financial misconduct in Potemkin villages / Alison Lui -- Rogues in the city / Paul Keenan -- The systematic role of technology in financial instability / Dionysios Demetis -- The finance industry perspective / Jon Tucker -- Market abuse and the risk to the financial markets / Andrew H. Baker -- The FCA : protecting consumers of the consumer credit market in the wake of the global financial crisis / Daniel Jasinski -- Legislation and regulation in response to financial crime -- purusing ghosts? / Andrew Haynes -- Independence and protection of auditors in the EU anti-money laundering framework / Rhian Dow and Umut Turksen -- Post-crisis regulation and prosecutions in financial crime : progress or paradox? / Gauri Sinha -- The financial crisis and its relationship with white collar crime in the United States of America : time for the Feds to fight back? / Axel Palmer -- The National Crime Agency : a critical analysis of its potential impact on the UK's financial crime policy / Christopher Recker -- Financial crises and financial crime : 'conscious coupling' and 'transformative understandings' of crime past, present and future / Sarah Wilson.
    Additional Edition: ISBN 9781138119970
    Additional Edition: Erscheint auch als Druck-Ausgabe The financial crisis and white collar crime - legislative and policy responses London : Routledge, 2017 ISBN 9781138119970
    Additional Edition: ISBN 9780367030315
    Language: English
    Subjects: Economics , Law
    RVK:
    RVK:
    URL: Volltext  (lizenzpflichtig)
    URL: Volltext  (lizenzpflichtig)
    URL: Volltext  (lizenzpflichtig)
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  • 9
    UID:
    gbv_1697888615
    Format: 1 Online-Ressource (xvii, 313 Seiten) , Illustrationen
    ISBN: 9781000028683 , 1000028682 , 9781003008224 , 1003008224 , 9781000028652 , 1000028658 , 9781000028621 , 1000028623
    Series Statement: The law of financial crime
    Content: PART I: Introduction: the global anti-corruption framework -- 1 The future of anti-corruption: towards a global system of prevention and justice / Lorenzo Pasculli and Nicholas Ryder -- PART II: Criminal justice: international and national frameworks -- 2 The fight against international corruption: a call for a global approach in corporate criminal liability law and procedure / Maria Lucia di Bitonto and Gaetano Galluccio Mezio -- 3 What role does competition law have to play in the prosecution of financial crime in the UK? / Diana Johnson -- 4 The contrast to corruption in the Italian legal system between repression and prevention / Debora Provolo -- PART III: The escape from criminal law: deferred prosecutions agreements and financial sanctions -- 5 Corruption, regulation and the law: the power not to prosecute under the UK Bribery Act 2010 / Shahrzad Fouladvand -- 6 Justice deferred is Justice denied? The Jury{u2019}s out / Axel Palmer -- 7 Deferred prosecution agreements and the restorative justice paradigm: justice restored or corporate cop out? / Darren McStravick -- 8 Financial sanctions as a weapon for combatting grand corruption / Anna Bradshaw; -- PART IV: Information as evidence: whistle-blowing -- 9 Vulnerabilities, obstacles and risks in reporting financial crimes: conundrum of whistle-blowers / Alison Lui and Umut Turksen -- 10 Keep the canaries singing. Are whistle-blowers in Nigeria adequately protected? / Alison Lui and Soji Apampa -- PART V: Information as integrity: bank secrecy and non-financial reporting -- 11 {u2018}Follow-ing the money{u2019} ten years on: transparency and the fight against banking secrecy / Elena Blanco and Miguel Jose Arjona Sanchez -- 12 Information, power, and the fight against tax havens / Stuart Maclennan -- 13 The communication of non-financial information according to the Directive 2014/95/EU as an instrument for the promotion of corporate integrity in Europe / Marco Cristiano Petrassi -- PART VI: Beyond ethical codes: reshaping culture and values -- 14 The fight and prevention against corruption: the case of Switzerland and implications for Swiss firms with business activities abroad / Giang Ly Isenring -- 15 The practice of anticorruption and integrity of government. On the moral learning side of the story / Julien Topal -- 16 Ethical integration in EU Law: the prevailing normative theories in EGE opinions / Matthias Pirs and Markus Frischhut.
    Additional Edition: ISBN 9780367186500
    Additional Edition: Erscheint auch als Druck-Ausgabe Corruption, integrity and the law London : Routledge Taylor & Francis Group, 2020 ISBN 9780367186500
    Additional Edition: ISBN 9781032173979
    Language: English
    Subjects: Political Science
    RVK:
    Keywords: Korruption ; Wirtschaftskriminalität ; Bekämpfung ; Prävention ; Gesetzgebung ; Internationale Kooperation ; Electronic books ; Aufsatzsammlung
    URL: Volltext  (lizenzpflichtig)
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  • 10
    UID:
    gbv_661980979
    Format: XV, 182 S. , 24 cm
    Edition: 1. publ.
    ISBN: 041558373X , 9780415583732
    Note: Global anti-money laundering strategy -- The United States of America -- The United Kingdom -- Australia -- Canada.
    Additional Edition: ISBN 9780203126783
    Language: English
    Keywords: USA ; Großbritannien ; Australien ; Kanada ; Geldwäsche ; Prävention ; Bekämpfung
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