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  • 1
    UID:
    b3kat_BV045448435
    Format: 1 Online-Ressource (XXI, 181 Seiten)
    ISBN: 9783030001353
    Additional Edition: Erscheint auch als Druck-Ausgabe ISBN 978-3-030-00134-6
    Additional Edition: Erscheint auch als Druck-Ausgabe ISBN 978-3-030-00136-0
    Language: English
    Keywords: Virtuelle Währung ; Bitcoin ; Geschichte ; Aufsatzsammlung
    URL: Volltext  (URL des Erstveröffentlichers)
    Library Location Call Number Volume/Issue/Year Availability
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  • 2
    Online Resource
    Online Resource
    Hoboken, New Jersey :Wiley,
    UID:
    almafu_9959328213302883
    Format: 1 online resource
    ISBN: 9781119380498 , 1119380499 , 9781119380641 , 1119380642 , 9781119380573 , 111938057X
    Content: "The definitive guide to capital markets regulatory compliance Governance, Compliance, and Supervision in the Capital Markets demystifies the regulatory environment, providing a practical, flexible roadmap for compliance. Banks and financial services firms are under heavy regulatory scrutiny, and must implement comprehensive controls to comply with new rules that are changing the way they conduct business. This book provides a way forward, with clear, actionable guidance that strengthens governance at all levels, and balances supervisory and compliance requirements with the need to do business. From regulatory schemes to individual roles and responsibilities, this invaluable guide details the most pressing issues in today's financial services organizations, and provides expert advice. The ancillary website provides additional tools and guidance, including checklists, required reading, and sample exercises that help strengthen understanding and ease real-world implementation. Providing both a broad overview of governance, compliance, and supervision, as well as detailed guidance on application, this book presents a solid framework for firms seeking a practical approach to meeting the new requirements. Understand the importance of governance and "Tone at the Top" Distinguish the roles of compliance and supervision within a financial services organization Delve into the regulatory scheme applicable to broker dealers, banks, and investment advisors Examine the risks and consequences of inadequate supervision at the organizational or individual level The capital markets regulatory environment is complex and ever-evolving, yet compliance is mandatory. A solid understanding of regulatory structure is critical, but must also be accompanied by a practical strategy for effective implementation. Governance, Compliance, and Supervision in the Capital Markets provides both, enabling today's banks and financial services firms to get back on track and get back to business."--
    Note: Capital markets for participants, products, and functions -- How the financial crisis reshaped the industry -- Governance -- Overview: capital markets compliance -- Overview: supervision -- Central role of finance and operations / Ian J. Combs, Esq. -- Cyber risk role in governance model and compliance framework / Alexander Abramov.
    Additional Edition: Print version : ISBN 9781119380658
    Language: English
    Keywords: Electronic books. ; Electronic books. ; Electronic books.
    Library Location Call Number Volume/Issue/Year Availability
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  • 3
    UID:
    almafu_9959327608102883
    Format: 1 online resource (xxvii, 613 pages) : , illustrations
    ISBN: 9781119220572 , 1119220572 , 9781119220589 , 1119220580 , 9781119220565 , 1119220564
    Series Statement: Wiley finance series
    Content: "The Capital Markets: evolution of the financial ecosystem is the new standard providing practical text book style coverage of this dynamic market and its products. Written by the former President of BNY Mellon Capital Markets, LLC for both financial professionals and novices, The Capital Markets provides a comprehensive macro view of the marketplace and how its products operate. This book is the definitive resource and the companion text to The Capital Markets website. The subject matter offers an authoritative discussion of the fundamentals of both, the fixed income and equity markets, underwriting, securitizations, derivatives, currency among other products through the lens of leading industry practitioners. Key Learning Concepts Understand the impact of both global and domestic regulatory changes Learn about the products that holistically make up the capital markets Explore the components of the infrastructure that underpins these markets Examine the tools used for trading and managing risk Review new product innovations"--
    Content: "This book will be the definitive guide to capital markets by the President, Managing Director, and Head of Bond and Money Market Group of BNY Mellon Capital Markets, LLC"--
    Note: Introduction and Tools. The Early 21st-Century Evolution of Global Capital Markets / Jack Malvey -- The Role of Global Capital Markets / Christian Edelmann, Shasheen Jayaweera -- How the Global Financial Crisis Transformed the Industry / Christian Edelmann, Pete Clarke -- Cash Bonds and Futures / Amir Sadr -- Risk in Capital Markets / Peter Reynolds, Mike Hepinstall -- Enablers for Robust Risk Management in Capital Markets / Swati Sawjiany -- Making Markets Work / Eric Czervionke -- Capital Markets Products. Money Markets / Randy Harrison, Paul Mandel -- Repurchase Agreements / Karl Schultz, Jeffrey Bockian -- U.S. Treasury and Government Agency Securities / Lee Griffin, David Isaac -- Government-Sponsored Enterprises and Federal Agencies / David Isaac, Francis C Reed, Jr -- Inflation-Linked Bonds / Henry Willmore -- Mortgage-Backed Securities / Patrick Byrne -- Corporate Bonds / Marvin Loh -- Preferred Stock / Sarah Swammy -- Distressed Debt Securities / Michael McMaster -- Securitization / Daniel I Castro, Jr -- Asset-Backed Securities / Daniel I Castro, Jr -- Non-Agency Residential Mortgage-Backed Securities (RMBSs) / Daniel I Castro, Jr -- Commercial Mortgage-Backed Securities (CMBSs) / Daniel I Castro, Jr -- Collateralized Debt Obligations (CDOs) / Daniel I Castro, Jr -- Structured Investment Vehicles (SIVs) / Daniel I Castro, Jr -- Collateralized Loan Obligations (CLOs) / Mendel Starkman -- Municipal Bonds / Fred Yosca -- Equities / David Weisberger -- Cash Equities in the Secondary Market / Eric Blackman, Robert Grohskopf -- Exchange-Traded Funds (ETFs) / Reginald M Browne -- Equity Capital Markets / Daniel C Menocal, Jr -- Interest Rate Swaps / Amir Sadr -- Interest Rate Options / Amir Sadr -- Commodities / Bob Swarup -- Currency / Simon Derrick -- Conclusion / Gary Strumeyer, Christian Edelmann.
    Additional Edition: Print version: Strumeyer, Gary. Capital markets. Hoboken, New Jersey : John Wiley & Sons, Inc., [2017] ISBN 9781119220541
    Additional Edition: ISBN 1119220548
    Language: English
    Keywords: Electronic books. ; Electronic books. ; Electronic books. ; Electronic books.
    Library Location Call Number Volume/Issue/Year Availability
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