UID:
almafu_9958065235002883
Umfang:
1 online resource (175 p.)
Ausgabe:
1st ed.
ISBN:
9781475535426
,
1475535422
,
9781475571943
,
1475571941
,
9781475572322
,
1475572328
Serie:
IMF Staff Country Reports
Inhalt:
This paper discusses main findings of the Detailed Assessment of Observance of International Organization of Securities Commissions (IOSCO) Objectives and Principles of Securities Regulation in Italy. Italy exhibits a high level of implementation of the IOSCO principles. Overall the legal and regulatory framework is sound, and the regulatory authorities have developed extremely sophisticated arrangements for off-site supervision that have resulted in a robust system of supervision. However, these arrangements need to be complemented by additional on-site inspections to make the system more effective. In addition, the enforcement strategy should be continuously monitored to ensure that there is the right mix of tools to affect behavior.
Anmerkung:
Description based upon print version of record.
,
Cover; CONTENTS; GLOSSARY; EXECUTIVE SUMMARY; INTRODUCTION; INFORMATION AND METHODOLOGY USED FOR THE ASSESSMENT; INSTITUTIONAL STRUCTURE; MARKET STRUCTURE; A. Issuers; B. Collective Investment Schemes (CIS); C. Trading Platforms; D. Intermediaries; PRECONDITIONS FOR EFFECTIVE SECURITIES REGULATION; MAIN FINDINGS; TABLES; 1. Summary Implementation of the IOSCO Principles; 2. Recommended Action Plan to Improve Implementation of the IOSCO Principles; Authorities Response; 3. Detailed Assessment of Implementation of the IOSCO Principles
,
English
Weitere Ausg.:
ISBN 9781475535211
Weitere Ausg.:
ISBN 147553521X
Weitere Ausg.:
ISBN 9781306289689
Weitere Ausg.:
ISBN 1306289688
Sprache:
Englisch
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