Umfang:
xx, 276 Seiten
,
Illustrationen
ISBN:
9783030145101
Inhalt:
Chapter 1. Understanding Compliance with Laws and Regulations: A Mechanism-Based Approach; Anthony Bottoms.- Chapter 2. Legitimacy and Regulatory Compliance; Justice Tankebe.- Chapter 3. The Uncertain Professional Status of Compliance; James A. Fanto.- Chapter 4. Compliance: From Soft Law to Hard Law—A view from France; Maria Lancri.- Chapter 5. Living with the new General Data Protection Regulation (GDPR); Mark Foulsham.- Chapter 6. Risk Based Financial Regulation, and Compliance Officer Liability; Stuart Bazley.- Chapter 7. Whistleblowing: The Neglected Facilitator of Compliance; Eva Tsahuridu.- Chapter 8. The Skillset of an Effective Compliance Officer; Maria Krambia-Kapardis.- Chapter 9. Disentangling the Expectation Gap for Compliance Officers; Maria Krambia-Kapardis; Salomi Demetriou and Ioanna Stylianou
Anmerkung:
"In June 2018, an International Conference on Compliance was held at Cyprus University of Technology, in the coastal town of Limassol. The speakers came from the USA, Australia, UK, France, and Cyprus. The aim of the conference was to raise awareness and build capacity for those working as compliance officers in the financial sector." - Seite vii
Weitere Ausg.:
ISBN 9783030145118
Weitere Ausg.:
Erscheint auch als Online-Ausgabe Financial Compliance Cham : Palgrave Macmillan, 2019 ISBN 9783030145118
Sprache:
Englisch
Schlagwort(e):
Compliance-System
;
Finanzrecht
;
Konferenzschrift
;
Konferenzschrift
DOI:
10.1007/978-3-030-14511-8
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